Legal Services

Corporate agreements. Qualifying shareholding in banks and financial institutions

Corporate agreements. Qualifying shareholding in banks and financial institutions

Strengthening of the normative and regulatory requirements for the ownership structure and establishing the obligation of disclosure of real owners (beneficiaries) throw down new challenges, requiring the right decisions and rapid adaptation to new business conduction approaches, for banks, professional stock market participants and other financial companies.

The Gryphon Group team has many years of practical experience in supporting successful acquisition processes (with exceed of limits in 10%, 25%, 50%, 75% of the authorized capital thresholds) in banks, asset management companies, and financial companies.

In this practice we offer:

  • Carrying out legal and financial researches (Compliance) for the compliance of the acquirers of the qualifying shareholding with the regulatory requirements regarding:
    • transparency of ownership structure;
    • impeccable business reputation of the shareholders and management of the company;
    • Compliance with other legislative requirements.
  • Carrying out financial audit of legal entities-purchasers of qualifying shareholding and drawing up audit conclusions for the purpose of confirmation:
    • proper financial condition;
    • stockholder equity security;
    • transparency of operations on the formation of the authorized capital;
    • source of funds for acquiring qualifying shareholding.
  • Support in fund raising necessary for payment of the acquired share in the authorized capital of a financial institution
  • Advisory services on tax issues of acquiring the qualifying shareholding
  • Analysis of the need for obtaining a permit from the Anti-monopoly committee of Ukraine for concentration
  • Framing of treaties for the purchase and sale of corporate rights
  • Preparation of all necessary documents for acquiring the qualifying shareholding

Interest intermediation of the acquirer of the qualifying shareholding in the National Bank of Ukraine, National Securities and Stock Market Commission of Ukraine, the National Financial Services Commission or the Anti-monopoly committee of Ukraine of Ukraine

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Helen Lynnyk

Керуючий партнер

Корпоративні фінанси

та стратегічний консалтинг

Igor Lynnyk

Старший партнер

Керуючий Адвокатського

Бюро “Gryphon Legal”

The markets in which we operate

Banking and finance

Stock market

IT-industry

Agriculture

Construction and real estate

Services we offer

Financial Institutions

The Gryphon Legal team offers its services to support the founding and licensing of financial institutions that deal with lending, money transfer, currency exchange, and legal support in obtaining permits necessary for the operation of corporate investment funds, payment systems and electronic money systems. We: advise on the construction of a transparent ownership structure of […]

Telecommunications

Ukraine is known as one of the technological hubs. We are proud to serve our clients from telecommunications, media, entertainment and IT sector. Whatever is your niche in the sector, we have experience and cross-border experience to support our clients’ needs. We: We assist in intellectual property protection for international IT companies operating in foreign […]

Banking & Finance

As Ukraine continues its structural reforms its financial sector and capital markets are restoring. Our team is here to advise you on any transactions—from cross-border acquisitions and mergers to joint ventures and spinoffs, and distressed acquisitions. We serve as counsels to the Ukrainian and international financial holdings, groups, corporations, banks, and other financial institutions. We: […]

Corporate and Commercial

Our lawyers provide legal advice on all aspects of corporate and commercial law. This includes the creation of businesses and the purchase of existing businesses, while always taking into account the interests and goals of clients.

Support Of Agreements

Gryphon Legal provides professional legal assistance in the negotiation and implementation of various types of transactions and agreements, as well as, determining all possible risks and legal consequences associated with their conclusion.

Competition Relationships. Anti-Monopoly Regulation

We complete the tasks associated with the creation and operation of large enterprises, their associations, industrial and financial groups, agro-holdings, large retail chains, and others, whose business transactions, under certain circumstances, may be considered as limiting competition on the market and require coordination with the AMC of Ukraine.

Labor Relationship. Employment

Gryphon Legal carries out pre-trial and judicial protection of violated intellectual property rights, including compensations for property or non-pecuniary damage caused by the violation of intellectual property rights.

Intellectual Property. Information Technology (IP/IT)

Gryphon Legal has many years of experience of successful legal support of company human resources policies, as well as resolution of disputes arising between employees and employers, thereby increasing business efficiency.

Real Estate and Construction Legal Assistance

Our experts in real estate provide comprehensive legal and tax support of real estate transactions, as well as protecting the rights and interests of owners and legitimate users of real estate, both foreign and domestic.