Corporate finance

Compliance

Compliance

One of the key elements of a successful business operation is the availability of the effective system of timely identification of potential financial, tax, operational, criminal and other business risks.

Financial, tax, legal audits and other types of compliance checks, the so-called Compliance Procedures, help to achieve this.

In this practice we carry out Due Diligence in the following areas:

  • Regulatory Compliance with respect to:
    • compliance with regulatory requirements of corporate, banking, financial, tax and other legislation
    • the need for obtaining permits / licenses (NBU, National Financial Services Commission, National Securities and Stock Market Commission of Ukraine, AMC)
    • building a transparent corporate ownership structure
    • compliance with professional requirements and requirements for the business reputation of owners and managerial personnel
  • Corporate Compliance with respect to:
    • Advisory services on the corporate risk management issues
    • analysis of corporate structure, international structuring
    • Related party analysis, including associated and affiliated parties
    • compliance with corporate procedures, policies, standards
  • Financial and Tax Compliance with respect to:
    • liquidity of assets and liabilities, compliance with financial norms and indicators, capital adequacy
    • source of funds of final beneficiaries
    • compliance with tax legislation requirements
  • Commercial Compliance with respect to:
    • Carrying out local and cross-border deals and transactions
    • internally corporate agreements and transactions, their economic expediency
    • compliance with tax legislation requirements
  • Personnel Compliance (HR audit) with respect to the compliance with labor legislation on:
    • employment, transfer or dismissal of employees
    • payment of wages, bonuses, holidays provisions, etc.
    • employment of disabled people
    • fulfillment of other requirements of labor legislation
  • Compliance with the existence of grounds for prosecution

In addition, the Gryphon Group advisers have a successful experience of Compliance procedures and systems of risk prevention, namely:

  • Drawing-up and implementation of compliance policies and anti-corruption procedures
  • Drawing-up of corporate standards and business ethics for service delivery
    • internal rules and procedures for the organization of the company work
    • provisions on leaves, payment of wages, business trips,
    • organization of internal audit and financial monitoring
  • Carrying out of trainings and training of staff as to the compliance procedures
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Helen Lynnyk

Керуючий партнер Корпоративні фінанси та стратегічний консалтинг

Igor Lynnyk

Старший партнер Керуючий Адвокатського Бюро “Gryphon Legal”

The markets in which we operate

Banking and finance

Stock market

IT-industry

Agriculture

Construction and real estate

Services we offer

Due Diligence

Учреждение и развитие бизнеса предполагает совершение различного рода сделок купли-продажи активов, корпоративных прав (акций), реструктуризации активов и долговых обязательств, реорганизации бизнеса, в том числе сделок слияния и поглощения (M&A) и др. Для своевременного выявления всех возможностей и рисков, связанных с осуществлением указанных соглашений и трансакций, важно вовремя провести комплексный правовой, финансовый, налоговый анализ (Due Diligence) […]

Forensic

Успешное ведение бизнеса зависит не только от профессиональной деятельности топ-менеджеров и персонала компании, но и принятия эффективных решений его владельцами. При этом, принятие быстрых, а главное, правильных решений зависит от анализа внутренней и внешней среды компании. В такой ситуации проведение Forensic – экспертиз (расследований) позволяет не только выявить потери прибыли из-за неэффективного ведения бизнес-процессов или […]

Strategic Consulting

The dynamics of business activities have a direct affect its success. Management must pay close attention to building efficient systems and controls, and monitoring company development and changes. Identifying weaknesses, forming company tactics and strategies to stimulate growth, and streamline operations protects the business as a whole.

Deals and Transactions. Commercial Activity Support

We provide legal support for dissolution (liquidation) of enterprises, including financial institutions, financial and industrial groups, agricultural holdings, agricultural companies, large retail chains, business associations, corporations, concerns, etc., always taking into account the legal and tax risks, creditors’ claims, and the rights and interests of their participants (members, shareholders) and successors.

Business Founding. Regulatory Compliance

Successful business management involves not only the adoption of effective management decisions, but also their effective implementation. To this end, it is essential to carry out regular and qualitative analyses of the business, its financial condition, current and planned transactions, the business environment, and business processes.

Financing and Investment Agreements

Our team helps determine the most effective solutions for businesses, helps identify unscrupulous intentions of contractors and business partners, as well as helps settle disputes and conflicts.

Support Of Deals And Transactions

We support the development of implementation strategies for individual deals and transactions, and analyse them for economic benefit and different risks.

Corporate planning and business structuring

To build a profitable and transparent business and maintain effective management control over it, it is important to implement measures which optimise corporate governance of the company.

Business Restructuring

Every business owner eventually faces the necessity of restructuring, whether for business expansion, entering new markets, minimising financial risks, the prompt solving of problem situations, or business recovery.